The answer to
this strategy is simply confrontation.
Announce loudly that you have no intention of going to war, but that you
wish to engage in mutually beneficial discussions. Then arrive offshore with a dozen aircraft
carriers and demand negotiations with the leadership on the flight deck of the
lead carrier. While awaiting a response,
impose a no fly zone over the country by constantly flying low and often
breaking the sound barrier day and night making it impossible to be ignored.
In such
circumstances, it should be possible to achieve a useful resolution. Of course, open discussions with the Chinese
to provide humanitarian assistance. Of
course, if nothing can be accomplished, merely sail away after a while and
insist on the same set up for future discussions. At least the point of outright inferiority
will be demonstrated to all citizens.
After that any
further demonstrations by the other side can be treated as an invitation to
negotiate and met immediately by dispatching the fleet for discussions
Ferocious, Weak
and Crazy: The North Korean Strategy
TUESDAY, DECEMBER 24, 2013
Editor's Note: The following Geopolitical
Weekly originally ran in January 2013. We repost it as recent turmoil in North
Korea returns it to the spotlight.
By George Friedman
North Korea's state-run media reported Sunday
that North Korean leader Kim Jong Un has ordered the country's top security
officials to take "substantial and high-profile important state
measures," which has been widely interpreted to mean that North Korea is planning its third nuclear test. Kim said the orders were retaliation for the
U.S.-led push to tighten U.N. sanctions on Pyongyang following North Korea's
missile test in October. A few days before Kim's statement emerged, the North
Koreans said future tests would target the United States, which North Korea
regards as its key adversary along with Washington's tool, South Korea.
North Korea has been using the threat of tests and
the tests themselves as weapons against its neighbors and the United States for
years. On the surface, threatening to test weapons does not appear particularly
sensible. If the test fails, you look weak. If it succeeds, you look
dangerous without actually having a deliverable weapon. And the closer you come to having a weapon, the
more likely someone is to attack you so you don't succeed in actually getting
one. Developing a weapon in absolute secret would seem to make more sense. When
the weapon is ready, you display it, and you have something solid to threaten
enemies with.
North Korea, of course, has been doing this for
years and doing it successfully, so what appears absurd on the surface quite
obviously isn't. On the contrary, it has proved to be a very effective
maneuver. North Korea is estimated to have a gross domestic product of about
$28 billion, about the same as Latvia or Turkmenistan. Yet it has maneuvered
itself into a situation where the United States, Japan, China, Russia and South
Korea have sat down with it at the negotiating table in a bid to persuade it not to build weapons.
Sometimes, the great powers give North Korea money and food to persuade it not
to develop weapons. It sometimes agrees to a halt, but then resumes its nuclear
activities. It never completes a weapon, but it frequently threatens to test
one. And when it carries out such tests, it claims its tests are directed at
the United States and South Korea, as if the test itself were a threat.
There is brilliance in North Korea's strategy. When
the Soviet Union collapsed, North Korea was left in dire economic straits.
There were reasonable expectations that its government would soon collapse,
leading to the unification of the Korean Peninsula. Naturally, the goal of the
North Korean government was regime survival, so it was terrified that outside powers
would invade or support an uprising against it. It needed a strategy that would
dissuade anyone from trying that. Being weak in every sense, this wasn't going
to be easy, but the North Koreans developed a strategy that we described
more than 10 years ago as ferocious, weak and crazy. North Korea has pursued this course since the
1990s, and the latest manifestation of this strategy was on display last week.
The strategy has worked marvelously and is still working.
A Three-Part Strategy
First, the North Koreans positioned themselves as
ferocious by appearing to have, or to be on the verge of having, devastating
power. Second, they positioned themselves as being weak such that no matter how
ferocious they are, there would be no point in pushing them because they are
going to collapse anyway. And third, they positioned themselves as crazy,
meaning pushing them would be dangerous since they were liable to engage in the
greatest risks imaginable at the slightest provocation.
In the beginning, Pyongyang's ability to appear
ferocious was limited to the North Korean army's power to shell Seoul. It had massed artillery along the border and could
theoretically devastate the southern capital, assuming the North had enough
ammunition, its artillery worked and air power didn't lay waste to its massed
artillery. The point was not that it was going to level Seoul but that it had
the ability to do so. There were benefits to outsiders in destabilizing the
northern regime, but Pyongyang's ferocity -- uncertain though its capabilities
were -- was enough to dissuade South Korea and its allies from trying to
undermine the regime. Its later move to develop missiles and nuclear weapons
followed from the strategy of ferocity -- since nothing was worth a nuclear
war, enraging the regime by trying to undermine it wasn't worth the risk.
Many nations have tried to play the ferocity game,
but the North Koreans added a brilliant and subtle twist to it: being weak. The North Koreans advertised the weakness of their
economy, particularly
its food insecurity, by various means. This was not done overtly, but by
allowing glimpses of its weakness. Given the weakness of its economy and the
difficulty of life in North Korea, there was no need to risk trying to
undermine the North. It would collapse from its own defects.
This was a double inoculation. The North Koreans'
ferocity with weapons whose effectiveness might be questionable, but still pose
an unquantifiable threat, caused its enemies to tread carefully. Why risk unleashing
its ferocity when its weakness would bring it down? Indeed, a constant debate
among Western analysts over the North's power versus its weakness combines to
paralyze policymakers.
The North Koreans added a third layer to perfect all
of this. They portrayed themselves as crazy, working to appear unpredictable,
given to extravagant threats and seeming to welcome a war. Sometimes, they
reaffirmed they were crazy via steps like sinking South Korean ships for no
apparent reason. As in poker, so with the North: You can play against many
sorts of players, from those who truly understand the odds to those who are
just playing for fun, but never, ever play poker against a nut. He is totally unpredictable, can't be gamed, and if you play with his head you
don't know what will happen.
So long as the North Koreans remained ferocious,
weak and crazy, the best thing to do was not irritate them too much and not to
worry what kind of government they had. But being weak and crazy was the easy
part for the North; maintaining its appearance of ferocity was more
challenging. Not only did the North Koreans have to keep increasing their
ferocity, they had to avoid increasing it so much that it overpowered the
deterrent effect of their weakness and craziness.
A Cautious Nuclear Program
Hence, we have North Korea's eternal nuclear
program. It never quite produces a weapon, but no one can be sure whether a
weapon might be produced. Due to widespread perceptions that the North Koreans
are crazy, it is widely believed they might rush to complete their weapon and
go to war at the slightest provocation. The result is the United States,
Russia, China, Japan and South Korea holding meetings with North Korea to try
to persuade it not to do something crazy.
Interestingly, North Korea never does anything
significant and dangerous, or at least not dangerous enough to break the
pattern. Since the Korean War, North Korea has carefully calculated its
actions, timing them to avoid any move that could force a major reaction. We
see this caution built into its nuclear program. After more than a decade of
very public ferocity, the North Koreans have not come close to a deliverable
weapon. But since if you upset them, they just might, the best bet has been to
tread lightly and see if you can gently persuade them not to do something
insane.
The North's positioning is superb: Minimal risky
action sufficient to lend credibility to its ferocity and craziness plus
endless rhetorical threats maneuvers North Korea into being a major global
threat in the eyes of the great powers. Having won themselves this position,
the North Koreans are not about to risk it, even if a 20-something leader is
hurling threats.
The China Angle and the Iranian Pupil
There is, however, a somewhat more interesting
dimension emerging. Over the years, the United States, Japan and South Korea
have looked to the Chinese to intercede and persuade the North Koreans not to
do anything rash. This diplomatic pattern has established itself so firmly that
we wonder what the actual Chinese role is in all this. China is currently
engaged in territorial disputes with U.S. allies in the South and East China
seas. Whether anyone would or could go to war over islands in these waters is
dubious, but the situation is still worth noting.
The Chinese and the Japanese have been particularly
hostile toward one another in recent
weeks in terms of rhetoric and moving their ships around. A crisis in North
Korea, particularly one in which the North tested a nuclear weapon, would
inevitably initiate the diplomatic dance whereby the Americans and
Japanese ask the Chinese to intercede with the North Koreans. The Chinese would oblige. This is not a great
effort for them, since having detonated a nuclear device, the North isn't
interested in doing much more. In fact, Pyongyang will be drawing on the test's
proverbial fallout for some time. The Chinese are calling in no chits with the
North Koreans, and the Americans and Japanese -- terribly afraid of what the
ferocious, weak, crazy North Koreans will do next -- will be grateful to China
for defusing the "crisis." And who could be so churlish as to raise
issues on trade or minor islands when China has used its power to force North
Korea to step down?
It is impossible for us to know what the Chinese are
thinking, and we have no overt basis for assuming the Chinese and North Koreans
are collaborating, but we do note that China has taken an increasing interest
in stabilizing North Korea. For its part, North Korea has tended to stage these
crises -- and their subsequent Chinese interventions -- at quite useful times
for Beijing.
It should also be noted that other countries have
learned the ferocious, weak, crazy maneuver from North Korea. Iran is the best
pupil. It has convincingly portrayed itself as ferocious via its nuclear
program, endlessly and quite publicly pursuing its program without ever quite
succeeding. It is also persistently seen as weak, perpetually facing economic crises and wrathful mobs of iPod-wielding youths.
Whether Iran can play the weakness card as skillfully as North Korea remains
unclear -- Iran just doesn't have the famines North Korea has.
Additionally, Iran's rhetoric at times can certainly
be considered crazy: Tehran has carefully cultivated perceptions that it would
wage nuclear war even if this meant the death of all Iranians. Like North
Korea, Iran also has managed to retain its form of government and its national sovereignty.
Endless predictions of the fall of the Islamic republic to a rising generation
have proved false.
I do not mean to appear to be criticizing the
"ferocious, weak and crazy" strategy. When you are playing a weak
hand, such a strategy can yield demonstrable benefits. It preserves regimes,
centers one as a major international player and can wring concessions out of
major powers. It can be pushed too far, however, when the fear of ferocity and
craziness undermines the solace your opponents find in your weakness.
Diplomacy is the art of nations achieving their ends
without resorting to war. It is particularly important for small, isolated
nations to survive without going to war. As in many things, the paradox of
appearing willing to go to war in spite of all rational calculations can be the
foundation for avoiding war. It is a sound strategy, and for North Korea and
Iran, for the time being at least, it has worked.
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